InsiderTrade.AITM

RegTech Intelligence

SEBI insider trading compliance, intelligently simplified.

InsiderTrade.AI maps the entire SEBI insider-trading framework to your entity type — the obligations, the risk controls, the judgements — and gives your board a dated, source-cited record of diligence to show when SEBI knocks.

We never touch your company data
The compliance enrichment

The risk is not breaking a rule you know. It is unawareness about application of relevant rule.

01 / BLIND SPOTS

One may not know what applies to own entity.

The hardest part of PIT compliance is not answering a question — it is knowing which questions to ask. Even paid general AI tools cannot tell a specific entity the complete, end-to-end set of obligations that actually bind it. What you never knew to check is exactly what becomes a finding.

02 / MISSING CONTROLS

Even experts benefit from enriched controls

Subtle control gaps — such as unrecorded desktop or laptop activity in the dealing room during market hours — need closer verification. This knowledge base helps an entity map a reasonable level of compliance framework.

03 / BOARD EXPOSURE

The board needs a defensible framework to demonstrate diligence

When SEBI knocks, the Board and Audit Committee need evidence they exercised diligence — not a scramble. Without a structured, dated, source-cited record of what was reviewed and what controls were in place, accountability falls personally on directors and the compliance officer.

Your data stays yours

We never ask for — or touch — your company data.

This is intelligence, not surveillance. We do not ingest your designated-persons list, your trades, your UPSI logs or any confidential records. Nothing about your company is uploaded, stored, or processed on our side. You ask what the framework requires; we answer from a curated, entity-specific RAG of SEBI regulations and orders. Because we hold none of your personal or sensitive data, your exposure under the Digital Personal Data Protection Act, 2023 stays with you — exactly where it belongs — and the security burden of a data-handling tool never lands on this platform.

The platform

Six Layers of the PIT Compliance Framework.

An integrated stack — from the regulatory foundation up to a ready reference library, with a live demo on request. Every layer is grounded in primary SEBI sources and organised by entity type.

L1
Regulatory Foundation
PIT Reg 2–9A · Sch B & C
The Complete Reference Map
PIT Regulations at a Glance, Key Definitions Quick Reference, and the Master Regulatory Compliance Checklist — your source of guidance for what the rules actually say.
PIT Regulation MapDefinitionsAmendment Tracker
L2
Policy Framework
PIT Reg 3, 9 · Sch B
Board-Ready Policy Templates
Schedule-B mapped Code of Conduct, Whistle-Blower Policy, Legitimate Purpose Policy and Board Adoption Resolution — all in board-approved template form.
Code of ConductWB PolicyLegitimate Purpose Policy
L3
Operational Procedures
PIT Reg 4, 5, 7, 9 · Sch B
Day-to-Day Compliance Operations
Pre-Clearance, Trading Window Management (incl. ESOP / Buyback / Rights), SDD with all UPSI Event Categories, Trading Plans, and Compliance Officer Day-1 Setup — plus every form, format and template you need.
Pre-ClearanceTrading WindowSDDContra-Trade
L4
Control Architecture
Sch B · SEBI Cybersecurity
Risk, Surveillance & Escalation
Risk Control Matrix, Quarterly Risk Scoring for the Audit Committee, Trade Surveillance Framework (DP Review · Pattern Monitoring · Event-Trade Correlation), Escalation Matrix, and Exchange Circular Compliance Reference Map.
Risk Control MatrixTrade SurveillanceEscalation Matrix
L5
Legal Intelligence
SEBI Act Sec 15G · PFUTP
Judgements, Penalties & Board Liability
Key Judgements from the Last Five Years, Complete Reference to Penalties for Non-Compliance, and a Board / Senior Management Accountability Framework spanning PIT, PFUTP, LODR and the Companies Act.
Top JudgementsEnforcement OrdersSAT / SC Decisions
L6
Continuous Compliance
PIT Reg 9 · LODR Reg 30
Stay Current, Always
A Periodical Update Framework, an Annual Compliance Calendar and a SEBI / Exchange Circular Tracker.
Circular TrackerAmendment Alerts
Annexures
Forms · Policies · Frameworks
Ready-to-Use Reference Library
Eleven annexures covering every operational form, policy template and specialised framework — from daily compliance logs to glossary of acronyms.
A · Forms F.1 to F.8 + Daily Compliance LogB · Code of Practices for Fair Disclosure of UPSIC · Chinese Wall / Information Barriers PolicyD · Restricted / Grey / Watch List ProtocolE · PIT ↔ SAST ↔ LODR Overlap MatrixF · Material Subsidiary UPSI FrameworkG · PIT Reg 9A Independent Internal Audit ProgrammeH · SEBI Settlement Mechanism WorkflowI · Cross-Listed Company Overlay (US / UK / India)J · ADR / GDR & FPI Insider FrameworkK · Glossary of Acronyms & Defined Terms
Demo
Try the Platform Live
If you need a free demo, please write to us at Info@InsiderTrade.AI

Legal Judgement Intelligence — Front Running

SEBI's enforcement orders distinguish traditional front-running patterns from the extended patterns identified in SEBI's January 2025 interim order on "extended front running" (WTM/KV/ISD/ISD-SEC-7/31103/2024-25). We cover the full taxonomy so your surveillance and policy framework can detect every variant.

BBS
Buy → Buy → Sell
FR buys ahead of the client's buy; the client's large buy pushes price up; FR sells (squares off) into the rise.
SSB
Sell → Sell → Buy
FR short-sells ahead of the client's sell; the client's large sell pushes price down; FR buys back (squares off) at the lower price.
BBSB
Buy → Buy → Sell → Buy
FR buys ahead of the Big Client's buy; matches the client's buy with a LARGER sell (creating a short on the excess); then buys to square off the excess short as the price retraces during the day. Payoff exceeds a plain BBS.
SSBS
Sell → Sell → Buy → Sell
Converse of BBSB. FR sells ahead of the client's sell; matches the client's sell with a LARGER buy (creating a long on the excess); then sells to square off the excess long as the price retraces.
SBS
Sell → Buy → Sell
Further variant identified in the order — FR's excess position built and squared off around the Big Client's order using the post-order retracement.
BSB
Buy → Sell → Buy
Mirror of SBS. FR builds and squares off the excess position using the price retracement after the Big Client's order executes.
Source: SEBI WTM interim order on extended front running, WTM/KV/ISD/ISD-SEC-7/31103/2024-25 (January 2025). Each pattern in the platform is mapped to specific SEBI orders, the regulations breached, and the control mechanisms a Compliance Officer can deploy to detect them.
How it works

From "what applies to me?" to board-ready evidence.

A retrieval-first design means every response is anchored to an entity-specific RAG before any AI generation — and everything you review can be exported as a dated, source-cited record.

1

Tell us your entity

Listed company, broker, AMC, auditor or intermediary — the platform scopes the reasonable set of obligations that apply specifically to you.

2

Understand what could apply

Not just answers to questions you thought to ask — the full map of obligations, risk controls and relevant judgements for your entity, including the gaps you did not know to look for.

3

Get entity-specific, cited answers

Every answer is retrieved from the curated knowledge base and cited to the SEBI primary text.

4

Export for your board

Download a dated, source-cited record of your applicable obligations and controls — the diligence evidence your Board and Audit Committee can put in front of SEBI.

Who it is for

Built for every regulated entity.

Each entity type has its own compliance stack, risk mechanisms and relevant judgements — so the guidance is never generic.

Listed Companies (including SME)
AMC / Mutual Fund / PMS / AIF
Brokers
Auditors / Compliance Officer / Consultants
Investment Bankers
Merchant Bankers
IT Service Providers
Custodians
Fund Accountants
Stock Exchanges
Government / Regulatory Agencies
Media / Finfluencers
Registrars & Transfer Agents
Credit Rating Agencies
Clearing Corporations
Insurance Companies
Depositories (NSDL / CDSL)
Pricing

Start free. Upgrade when you are ready.

No card required to begin. Scale to full intelligence and inspection preparedness support on Pro.

Free
For exploring the platform and quick checks.
₹0
Always free
  • 5 Regulatory intelligence queries / day
  • Sample risk mechanism
  • Sample SEBI order results
  • Periodical regulatory update
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Best value
Pro Enterprise
For teams and organisations.
Custom
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  • Multi-user team license
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